| 1. | an agent who buys or sells for a principal on a commission basis without having title to the property. |
| 2. | a person who functions as an intermediary between two or more parties in negotiating agreements, bargains, or the like. |
| 3. | stockbroker. |
| 4. | to act as a broker for: to broker the sale of a house. |
| 5. | to act as a broker. |

A financial agent or intermediary; a middleman.
broker
An individual or a firm that brings together buyers and sellers but does not take a position in the asset to be exchanged. Some observers believe a broker provides an unbiased opinion on a security since there is little self-interest involved in the transaction. Compare dealer.
What should I look for in a broker? When interviewing prospective brokers, you should look for one with a clean NASD record, great referrals, and stability in his or her business. In addition, he or she should not be transaction oriented but should instead be concerned about your values and goals and be willing to realize that the best trade may be no trade. In summary, you should look for a financial advisor rather than just a broker.![]() George Riles, First Vice President and Resident Manager, Merrill Lynch, Albany, GA |