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custody-only trading

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Financial Dictionary

Custody-Only Trading

A system in which shares must be registered to the holder by name and can only be traded in physical form.

Investopedia Commentary

The adoption of custody-only trading requires any purchases or transfers of stock to be placed through the issuing company's transfer agent.

Some companies implement custody-only trading because it protects shareholders from naked short sellers as the shares must be physically held by the seller.

Related Links

Brokers and Online Trading

See also: Bearer Form, Custodian, Holder of Record, Naked Shorting, Safekeeping, Transfer Agent

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