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effective date

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Financial Dictionary

Effective Date

The date, declared by the Securities &amp Exchange Commission (SEC), on which shares can start trading. This usually refers to the date when shares become available for sale in an initial public offering.

Investopedia Commentary

The effective date occurs approximately 20 days after the security is registered with the SEC, giving time for the SEC to review the registration. The registration will be either accepted or rejected by the twentieth day or earlier. Amendments can be made to the registration if the SEC deems that changes are necessary. If the items in question are not modified, the registration process is not completed.

Related Links

IPO Basics Tutorial
Policing The Securities Market: An Overview Of The SEC

See also: Initial Public Offering - IPO, Prospectus, Registered Security, Registration, Securities & Exchange Commission - SEC, Security, Waiting Period

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Financial Dictionary

effective date

The date on which a new offering registered with the SEC may be sold by underwriters. There is usually a 20-day cooling-off period between the filing of a registration and the effective date.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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