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foreign restricted list

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Financial Dictionary

Foreign Restricted List

An SEC index of foreign companies whose securities are being offered for public sale in the United States in possible violation of registration requirements. Promoters sometimes illegally offer these securities directly to investors by mail, telephone, or personal solicitation.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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