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holder of record

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Financial Dictionary

Holder of Record

The name of the person who is the registered owner of a security.

Investopedia Commentary

Securities can be issued in either "registered" or "bearer" form. Registered form means the issuing firm keeps records of a security's owner and mails out payments to him/her. Bearer form means the security is traded without any record of ownership physical possession of the security is the sole evidence of ownership. Presently, securities are mostly issued in registered form.

Related Links

Brokers and Online Trading
Declaration, Ex-dividend And Record Date Defined

See also: Bearer Form, Custody-Only Trading, Equalizing Dividend, In Street Name, Record Date, Security

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Financial Dictionary

holder of record

A security holder listed in a firm's books as having ownership of the security on the record date. This list is used in determining who will receive dividends, interest, proxies, financial reports, and so on. Also called owner of record, shareholder of record, stockholder of record. See also record date.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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