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intrastate offering

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Financial Dictionary

Intrastate Offering

In the United States, a securities offering that can only be purchased in the state in which it is being issued. Because the offering does not include more than one state, it does not fall under the jurisdiction of the Securities &amp Exchange Commission and therefore does not need to be registered with the SEC. The offering does, however, fall under the jurisdiction of state regulators.

Investopedia Commentary

In order to be exempt from SEC regulations, the offering must meet the following requirements: it must be sold only to residents of the state in which it is issued the issuing company must be registered in the state and the company must do a significant amount of business in the state. Some companies choose this type of issue because it is less expensive than registering with the SEC.

Related Links

Policing The Securities Market: An Overview Of The SEC
Don't Forget To Read The Prospectus!

See also: Blue Sky Laws, Over-The-Counter - OTC, Public Offering, Registration, Securities & Exchange Commission - SEC, Securities Act of 1933, Security, State Administrator

Also spelled: Intra state Offering, Intra-state Offering

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Financial Dictionary

intrastate offering

A security offering in which the issue is offered and sold only to persons within the state in which the issuer is incorporated. Intrastate offerings are exempt from registration under the Securities Act of 1933.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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