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registered investment adviser

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Registered Investment Advisor
Wachovia Securities is Now Wells Fargo Advisors. Learn more!
www.WellsFargoAdvisorsInfo.com
TD AMERITRADE RIA Tools
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Financial Dictionary

registered investment adviser

A professional investment adviser who is registered with the SEC as part of the Investment Advisers Act of 1940. Registered investment advisors are required to register annually with the SEC and to disclose any conflicts of interest they have concerning transactions executed for their clients.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
Cite This Source
Registered Investment Advisor
Wachovia Securities is Now Wells Fargo Advisors. Learn more!
www.WellsFargoAdvisorsInfo.com
TD AMERITRADE RIA Tools
You Work Tirelessly For Your Clients. We Do The Same For You.
TDAINSTITUTIONAL.com
Search another word or see registered investment adviser on Thesaurus | Reference
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Online Prgms. at U. of Phoenix in Marketing. Get Info Now!
Phoenix.edu
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