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registration statement

 - 2 dictionary results
Go Public & Raise Capital
How To Raise Capital Reg D PPM's Private Placement Memorandums PPM
www.TCC5.com/TakeYourCompanyPublic
SEC Compliance
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Financial Dictionary

registration statement

A document filed with the SEC containing detailed information about a firm that plans to sell securities to the public. Required data include financial statements, the reason for the issue, and details on the firm's business. Certain issues (such as under $500,000, intrastate sales only, private placements, and bank securities) are exempt from this requirement. See also deficiency letter, official statement, prospectus.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
Cite This Source
Go Public & Raise Capital
How To Raise Capital Reg D PPM's Private Placement Memorandums PPM
www.TCC5.com/TakeYourCompanyPublic
SEC Compliance
Manage Your EDGAR Filing Budget w/ Bowne Pure Compliance.
www.Bowne.com
Legal Dictionary

Main Entry: registration statement
Function: noun
: a detailed public disclosure of the terms and conditions of a public offering of a new issue of stock by a corporation
NOTE: A registration statement is required by the Securities and Exchange Commission before new shares may be offered for sale to the public. It includes, among other things, information about a corporation's capital structure, its financial condition and operations, and the personal relationships of the directors and officers of the company to the issuer. A condensed version of the registration certificate serves as a prospectus.
Merriam-Webster's Dictionary of Law, © 1996 Merriam-Webster, Inc.
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