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regulation a

 - 2 dictionary results
Regulatory Affairs
Global Regulatory Affairs Contractors - UK, EU, USA, Asia
www.PharmalinkConsulting.co.uk
Financial Dictionary

Regulation A - Reg A

An SEC regulation that governs offerings of $5,000,000 or less, which qualify for simplified registration (an exemption).

Investopedia Commentary

Although exempted, the company must still file an offering statement with the SEC.

Related Links

The Securities and Exchange Commission Defined

See also: Regulation FD (Reg FD), Regulation T, Regulation U, SEC

Investopedia.com. Copyright © 1999-2005 - All rights reserved. Owned and Operated by Investopedia Inc.
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Regulatory Affairs
Global Regulatory Affairs Contractors - UK, EU, USA, Asia
www.PharmalinkConsulting.co.uk
Financial Dictionary

Regulation A

An SEC regulation that permits companies raising less than $5 million in a 12-month period to file with the SEC a printed copy of an offering circular in place of a regular registration statement.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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