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series 3

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Financial Dictionary

Series 3

A securities license entitling the holder to sell commodities or futures contracts.

Investopedia Commentary

The Series 3 exam is administered by the NASD, covering topics such as options, futures, hedging, margin requirements, and regulations.

See also: Broker, NASD, Series 11, Series 24, Series 26, Series 27, Series 30, Series 31, Series 4, Series 55, Series 6, Series 63, Series 65, Series 7

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