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series 4

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Financial Dictionary

Series 4

A securities license entitling the holder to supervise options sales personnel and compliance issues. Before taking the Series 4 exam, you must have your Series 7 license.

Investopedia Commentary

The Series 4 exam is administered by the NASD, covering topics such as options strategies, foreign exchange options, and taxation.

See also: Broker, NASD, Series 11, Series 24, Series 26, Series 27, Series 3, Series 30, Series 31, Series 55, Series 6, Series 63, Series 65, Series 7

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