Dictionary
Thesaurus
Encyclopedia
Translator
Web

series 63

 - 1 dictionary result
Financial Dictionary

Series 63

A securities license entitling the holder to solicit orders for any type of security in a particular state. This license is required in addition to the Series 7 or Series 6.

Investopedia Commentary

The Series 63 exam mainly covers state laws and regulations.

See also: Broker, NASD, Series 11, Series 24, Series 26, Series 27, Series 3, Series 30, Series 31, Series 4, Series 55, Series 6, Series 65, Series 7

Investopedia.com. Copyright © 1999-2005 - All rights reserved. Owned and Operated by Investopedia Inc.
Cite This Source
Search another word or see series 63 on Thesaurus | Reference
FacebookTwitterFollow us: