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soft dollars

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Financial Dictionary

Soft Dollars

A means of paying brokerage firms for their services through commission revenue, as opposed to through normal payments (hard-dollar fees).

Investopedia Commentary

For example, a mutual fund may offer to pay for research from a brokerage firm by executing trades at the brokerage.

Let's say that Cory's Large-Cap Value Fund wants to buy some research from XYZ brokerage firm. Cory's may agree to spend at least $10,000 in commissions at the firm in return for research from the brokerage. This would represent a soft dollar payment.

Alternatively, if Cory's wanted to simply buy the research and not agree to any kind of soft dollar fee, he might have to pay the brokerage $7,000 in "hard dollars" (cash) for the transaction.

Related Links

Mutual Fund Basics Tutorial
Introduction To Fee-Based Brokerage Accounts

See also: Broker, Commission, Hard Dollars, Mutual Fund, Quid Pro Quo, Value Fund

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Financial Dictionary

soft dollars

Payment for brokerage firm services that is provided by commissions generated from trades. Thus, an investor who does significant trading might be provided with complimentary subscriptions to market letters or an at-home quote system. Payment is disguised in the form of large commissions paid to the brokerage firm. Compare hard dollars.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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