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unregistered exchange

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Financial Dictionary

unregistered exchange

A securities exchange that has been exempted from registration by the SEC. Unregistered exchanges are generally quite small and trade local issues in moderate volume. The Honolulu Stock Exchange is unregistered. Compare registered exchange.

Wall Street Words: An A to Z Guide to Investment Terms by David L. Scott.
Copyright © 2003. Published by Houghton Mifflin.
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